EVENT: 10 Steps to Building & Maintaining a Successful Compliance Program (Session Code: 673)
With all of the regulatory compliance changes that have taken place this year, it is more important than ever to have a solid regulatory compliance program. The changes are broad in scope, complex and require a coordinated approach to comply with provisions.

Examiners will be spending more time reviewing credit unions for compliance as the
Consumer Financial Protection Bureau has ramped up its compliance initiatives.
This session will focus on the elements critical to every regulatory compliance program.
We will discuss how compliance has changed over the past couple of years and how your
compliance function must adapt. We will look at credit union best practices and how you
can incorporate these into your credit union. Not every credit union has the
same resources to devote to compliance, but we will discuss several ways you can
significantly improve your existing compliance program and in turn your credit union’s
overall compliance performance.


Illinois Pricing:
Affiliate: $ 100.00
Non-Affiliate: $200.00

Out of State Pricing:
Regular: $ 150.00

Contact: Drew Kayvani (Illinois Credit Union League)
Phone: 630-983-3418
Fax: 630-983-3212
Email: drew.kayvani@ilcusys.org


Speaker: John Zasada
Speaker Bio:
John Zasada is Principal in the Financial Institutions Group of LarsonAllen LLP. John is responsible for leading the regulatory compliance practice nationwide. John has 16 year’s experience assisting credit unions in complying with consumer protection regulations. The compliance services he provides includes assisting credit unions in establishing regulatory compliance programs, co-sourcing regulatory compliance, conducting compliance testing, training staff on credit union regulations, performing website compliance assessments, writing and editing the compliance newsletter, providing compliance webinars and BSA/AML/OFAC independent testing.

Location(s):

Location 1:
Telephone - QB - November 21, 2013: 10:00 am CT
Duration: 11:00 am CT

Online registration for this event has ended.