EVENT: Rough Seas Ahead - Compliance Changes (Session Code: 460)
Credit unions and other financial institutions continue to deal with compliance pressures and a barrage of ongoing regulatory changes. Regulatory expectations have been heightened as evidenced by recent record breaking enforcement actions and monetary penalties. This session will explore many of the new regulations and provide practical tips on compliance and risk management.
Some of the topics to be covered:
Bank Secrecy Act and AML rules
Updates on mortgage lending rules, CRA and fair lending guidelines
Social media and other technology issues, such as mobile banking
Regulation E changes, including remittance rules and other deposit related issues
Privacy, information security and recent fraud developments
UDAAP/customer complaint programs
How to improve vendor management programs
Focus areas for examiners and auditors


Illinois Pricing:
Affiliate: $ 169.00
Non-Affiliate: $338.00

Out of State Pricing:
Regular: $ 175.00

Contact: Cheryl Washington (Illinois Credit Union League)
Phone: 630-983-3417
Fax: 630-983-3212
Email: cheryl.washington@ilcusys.org


Speaker: John Beccia
Speaker Bio:
John A. Beccia, III is the official CCO and General Counsel of Circle Internet Financial, Inc. Previously Mr. Beccia senior vice president and assistant general counsel for Boston Private Financial Holdings, Inc., a publicly traded bank holding company that provides private banking, investment management, and wealth advisory services to high net worth individuals, families businesses, and select institutions.

Location(s):

Location 1:
Telephone - April 17, 2014: 10:00 am CT
Duration: 12:00 pm CT

Online registration for this event has ended.